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Compliance Associate - Norwich Reporting to the Group Compliance Manager for the development, execution, and oversight of operational procedures relevant to the Groupwide Compliance Management framework. This will include independent management of gr...
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Role - Compliance Associate Salary - 40,000 to 45,000 Location - Manchester or Reading As a Compliance Associate, you will be an integral part of the Compliance Team in the UK, championing the highest standards of ethical practices and regulatory adh...
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Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...
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Idex are working with an Insurance client in Manchester who are looking for a Compliance Officer / Business Partner. This is a great 'second role' for a Compliance professional who wants to broaden their experience in an international business. This ...
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Department: Operations Location: Manchester / Redhill / Gloucester / Staines Reporting To : Head of Compliance Main purpose of job To be a positive member of the Verlingue Compliance Team in the UK that acts as a safeguard for the business, promotes ...
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Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate. Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Pro...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in...
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MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a divers...
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Your new company A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to join their ...
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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...
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Your new company A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to join their ...
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Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of complia...
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Due to growth my client, a leading Financial Services company, currently seek an experienced Compliance / Governance specialist to join their Employee Benefits division. Duties will include: Ensuring staff competency across the Group Risk division As...
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Senior Associate - Risk and Compliance Manchester, Bristol or London We're currently working with a brilliant top 50 ranked UK law firm, with a global presence they are a multiservice firm looking to grow their in-house risk and compliance team. You ...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart con...
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Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. De...
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Compliance Manager - Worcester/Gloucester - up to 55k - Full time/Part-time An exciting opportunity has arisen for an experienced compliance Manager to join a growing wealth management practice in their Droitwich/Gloucester office. The firm have been...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...
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Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...
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OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions o...
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